THE UNITED DEFENSE INDUSTRIES MATRIX
A Sighting from The Catbird Seat
~ o ~
Compiled from MSN, May 10, 2002:
Institutional Ownership |
United Defense Industries, Inc. (NYSE)
Sector: Capital Goods Industry: Aerospace & Defense
Ownership Summary
% Shares Owned:
46
Price Range Quarter:
– % Change in Ownership:
252.30
# New Buyers:
70 # Institutions:
85
# Closed Positions:
5 Total Shares Held:
23,458,090
3 Mo. Shares Purchased:
19,000,038
# Buyers:
78 3 Mo. Shares Sold:
(2,200,462)
# Sellers
11 3 Mo. Net Change:
16,799,576
# Net Buyers:
67
Top Institutional Holders | ||||
Institution Name | Shares Held | Position Value (000) | % Shs. Out. | Portfolio Date |
NEUBERGER BERMAN | 2,541,300 | $68,615.10 | 4.98% | 3/31/2002 |
CREDIT SUISSE FIRST BOSTON INC | 3,020,500 | $63,430.50 | 5.92% | 12/31/2001 |
SYSTEMATIC FINANCIAL MGMT | 1,643,855 | $34,520.96 | 3.22% | 12/31/2001 |
MASSACHUSETTS FINANCIAL SERVICES | 1,352,987 | $28,412.73 | 2.65% | 12/31/2001 |
PUTNAM INVESTMENT MGMT | 1,143,400 | $24,011.40 | 2.24% | 12/31/2001 |
LAZARD FRERES ASSET MGMT | 741,300 | $15,567.30 | 1.45% | 12/31/2001 |
LOOMIS SAYLES | 700,000 | $14,700 | 1.37% | 12/31/2001 |
FIDELITY MGMT & RESEARCH CO | 687,200 | $14,431.20 | 1.35% | 12/31/2001 |
JANUS CAPITAL MGMT | 650,000 | $13,650 | 1.27% | 12/31/2001 |
ALLIANCE CAPITAL MGMT | 639,200 | $13,423.20 | 1.25% | 12/31/2001 |
DREYFUS CORPORATION | 450,290 | $12,157.83 | 0.88% | 3/31/2002 |
WACHOVIA ASSET MGMT | 530,500 | $11,140.50 | 1.04% | 12/31/2001 |
FOUNDERS ASSET MGMT | 395,970 | $10,691.19 | 0.78% | 3/31/2002 |
CARDINAL CAPITAL MANAGEMENT, LLC | 449,000 | $9,429 | 0.88% | 12/31/2001 |
HIGH ROCK ASSET MANAGEMENT LLC | 437,500 | $9,187.50 | 0.86% | 12/31/2001 |
Top Changes in Ownership | ||||
Institution Name | Change in Shares Held | Total Shares Held | % Change in Shares Held | Portfolio Date |
CREDIT SUISSE FIRST BOSTON INC | 3,020,500 | 3,020,500 |
12/31/2001 | |
SYSTEMATIC FINANCIAL MGMT | 1,643,855 | 1,643,855 |
12/31/2001 | |
MASSACHUSETTS FINANCIAL SERVICES | 1,352,987 | 1,352,987 |
12/31/2001 | |
PUTNAM INVESTMENT MGMT | 1,143,400 | 1,143,400 |
12/31/2001 | |
AMERICAN EXPRESS FINANCIAL | (622,200) | 0 | -100% | 3/31/2002 |
US BANCORP ASSET MGMT | (619,800) | 39,550 | -94% | 3/31/2002 |
LAZARD FRERES ASSET MGMT | 741,300 | 741,300 |
12/31/2001 | |
LOOMIS SAYLES | 700,000 | 700,000 |
12/31/2001 | |
FIDELITY MGMT & RESEARCH CO | 687,200 | 687,200 |
12/31/2001 | |
JANUS CAPITAL MGMT | 650,000 | 650,000 |
12/31/2001 | |
ALLIANCE CAPITAL MGMT | 639,200 | 639,200 |
12/31/2001 | |
NEUBERGER BERMAN | 477,200 | 2,541,300 | 23% | 3/31/2002 |
WACHOVIA ASSET MGMT | 530,500 | 530,500 |
12/31/2001 | |
033 ASSET MANAGEMENT LLC | (400,000) | 0 | -100% | 3/31/2002 |
CARDINAL CAPITAL MANAGEMENT, LLC | 449,000 | 449,000 |
12/31/2001 |
Top Purchasers | ||||
Institution Name | Shares Purchased | Shares Purchased Value (000) | Shares Held | Portfolio Date |
CREDIT SUISSE FIRST BOSTON INC + | 3,020,500 | $63,430.50 | 3,020,500 | 12/31/2001 |
SYSTEMATIC FINANCIAL MGMT + | 1,643,855 | $34,520.96 | 1,643,855 | 12/31/2001 |
MASSACHUSETTS FINANCIAL SERVICES + | 1,352,987 | $28,412.73 | 1,352,987 | 12/31/2001 |
PUTNAM INVESTMENT MGMT + | 1,143,400 | $24,011.40 | 1,143,400 | 12/31/2001 |
LAZARD FRERES ASSET MGMT + | 741,300 | $15,567.30 | 741,300 | 12/31/2001 |
LOOMIS SAYLES + | 700,000 | $14,700 | 700,000 | 12/31/2001 |
FIDELITY MGMT & RESEARCH CO + | 687,200 | $14,431.20 | 687,200 | 12/31/2001 |
JANUS CAPITAL MGMT + | 650,000 | $13,650 | 650,000 | 12/31/2001 |
ALLIANCE CAPITAL MGMT + | 639,200 | $13,423.20 | 639,200 | 12/31/2001 |
NEUBERGER BERMAN | 477,200 | $12,884.40 | 2,541,300 | 3/31/2002 |
WACHOVIA ASSET MGMT + | 530,500 | $11,140.50 | 530,500 | 12/31/2001 |
CARDINAL CAPITAL MANAGEMENT, LLC + | 449,000 | $9,429 | 449,000 | 12/31/2001 |
HIGH ROCK ASSET MANAGEMENT LLC + | 437,500 | $9,187.50 | 437,500 | 12/31/2001 |
MOORE CAPITAL MGMT + | 402,500 | $8,452.50 | 402,500 | 12/31/2001 |
DRESDNER RCM GLOBAL INVESTORS (SAN FRANCISCO) + | 342,500 | $7,192.50 | 342,500 | 12/31/2001 |
Note: + Denotes new position. |
Top Sellers | ||||
Institution Name | Shares Sold | Shares Sold Value (000) | Shares Held | Portfolio Date |
AMERICAN EXPRESS FINANCIAL ++ | (622,200) | ($16,799.40) | 0 | 3/31/2002 |
US BANCORP ASSET MGMT | (619,800) | ($16,734.60) | 39,550 | 3/31/2002 |
033 ASSET MANAGEMENT LLC ++ | (400,000) | ($10,800) | 0 | 3/31/2002 |
GE ASSET MGMT | (211,257) | ($5,703.94) | 239,407 | 3/31/2002 |
WALL STREET ASSOCIATES | (127,400) | ($3,439.80) | 126,500 | 3/31/2002 |
FORT POINT CAPITAL MGMT LLC ++ | (81,900) | ($2,211.30) | 0 | 3/31/2002 |
ROGER ENGEMANN MGMT CO | (61,160) | ($1,651.32) | 142,660 | 3/31/2002 |
ASCEND CAPITAL LLC ++ | (57,500) | ($1,552.50) | 0 | 3/31/2002 |
DREYFUS CORPORATION | (15,545) | ($419.72) | 450,290 | 3/31/2002 |
CI INVESTMENTS ++ | (3,000) | ($81) | 0 | 3/31/2002 |
CHARTWELL INVESTMENT PARTNERS | (700) | ($18.90) | 292,950 | 3/31/2002 |
Note: ++ Denotes closed position. |
* * * * *
HOLDINGS REPORT FOR NEUBERGER BERMAN |
Top Holdings | ||||
Company Name | Shares Held | Position Value (000) | % Shs. Out. | Portfolio Date |
Citigroup Inc. | 30,276,620 | $1,513,831 | 0.59% | 3/31/2002 |
Int’l Business Machines | 8,758,090 | $902,083.27 | 0.51% | 3/31/2002 |
American Int’l Group, Inc | 6,240,581 | $449,321.83 | 0.24% | 3/31/2002 |
Liberty Media Corp. | 34,510,852 | $414,130.22 | 1.33% | 3/31/2002 |
General Electric Company | 10,729,710 | $396,999.27 | 0.11% | 3/31/2002 |
Pfizer Inc. | 9,238,327 | $369,533.08 | 0.15% | 3/31/2002 |
Aon Corporation | 9,771,885 | $342,015.98 | 3.60% | 3/31/2002 |
Microsoft Corporation | 5,764,402 | $340,099.72 | 0.11% | 3/31/2002 |
Anheuser-Busch Companies | 6,095,469 | $323,059.86 | 0.69% | 3/31/2002 |
Johnson & Johnson | 4,958,305 | $322,289.83 | 0.16% | 3/31/2002 |
Valero Energy Corp. | 6,513,140 | $319,143.86 | 6.21% | 3/31/2002 |
Freddie Mac | 4,977,673 | $313,593.40 | 0.72% | 3/31/2002 |
CIGNA Corporation | 3,108,573 | $310,857.30 | 2.20% | 3/31/2002 |
Capital One Financial | 4,759,449 | $304,604.74 | 2.17% | 3/31/2002 |
Household International | 5,246,710 | $304,309.18 | 1.15% | 3/31/2002 |
* * * * *
HOLDINGS REPORT FOR CREDIT SUISSE FIRST BOSTON INC |
Top Holdings | ||||
Company Name | Shares Held | Position Value (000) | % Shs. Out. | Portfolio Date |
Microsoft Corporation | 8,856,643 | $584,538.44 | 0.16% | 12/31/2001 |
SPY | 3,689,213 | $420,570.28 |
12/31/2001 | |
IVV | 3,138,259 | $357,761.53 |
12/31/2001 | |
General Electric Company | 8,796,120 | $351,844.80 | 0.09% | 12/31/2001 |
Nextel Partners, Inc. | 28,534,282 | $342,411.38 | 11.66% | 12/31/2001 |
QQQ | 8,599,642 | $335,386.04 |
12/31/2001 | |
Pfizer Inc. | 6,551,079 | $262,043.16 | 0.10% | 12/31/2001 |
Comcast Corporation | 7,007,862 | $252,283.03 | 0.74% | 12/31/2001 |
IWM | 2,503,328 | $240,319.49 |
12/31/2001 | |
Citigroup Inc. | 4,797,759 | $239,887.95 | 0.09% | 12/31/2001 |
Intel Corporation | 7,730,058 | $239,631.80 | 0.12% | 12/31/2001 |
Prudential Financial, Inc | 7,217,480 | $238,176.84 | 1.23% | 12/31/2001 |
Exxon Mobil Corporation | 6,043,539 | $235,698.02 | 0.09% | 12/31/2001 |
Wal-Mart Stores, Inc. | 3,902,344 | $226,335.95 | 0.09% | 12/31/2001 |
Int’l Business Machines | 1,675,678 | $202,757.04 | 0.10% | 12/31/2001 |
* * * * *
Institutional Ownership |
Prudential Financial, Inc (NYSE)
Sector: Financial Industry: Insurance (Life)
Top Institutional Holders | ||||
Institution Name | Shares Held | Position Value (000) | % Shs. Out. | Portfolio Date |
BRANDES INVESTMENT PARTNERS | 9,632,635 | $317,876.96 | 1.64% | 12/31/2001 |
CREDIT SUISSE FIRST BOSTON INC | 7,217,480 | $238,176.84 | 1.23% | 12/31/2001 |
LEVIN (JOHN) & CO | 3,720,502 | $122,776.57 | 0.63% | 12/31/2001 |
AIG GLOBAL INVESTMENT CORP | 3,650,550 | $120,468.15 | 0.62% | 12/31/2001 |
JP MORGAN FLEMING ASSET MGMT (US) | 3,467,738 | $114,435.35 | 0.59% | 12/31/2001 |
HOTCHKIS & WILEY CAPITAL MGMT LLC | 3,625,780 | $112,399.18 | 0.62% | 3/31/2002 |
FIDELITY MGMT & RESEARCH CO | 2,789,834 | $92,064.52 | 0.48% | 12/31/2001 |
AIM CAPITAL MGMT | 2,632,150 | $86,860.95 | 0.45% | 12/31/2001 |
AMERICAN CENTURY INVESTMENTS | 2,257,939 | $74,511.99 | 0.39% | 12/31/2001 |
VANGUARD GROUP | 2,393,162 | $74,188.02 | 0.41% | 3/31/2002 |
DEUTSCHE ASSET MGMT (NEW YORK) | 2,175,700 | $71,798.10 | 0.37% | 12/31/2001 |
NEUBERGER BERMAN | 2,225,922 | $69,003.58 | 0.38% | 3/31/2002 |
WESTWOOD MGMT CO | 2,223,970 | $68,943.07 | 0.38% | 3/31/2002 |
MORGAN STANLEY INVESTMENT MGMT | 2,042,564 | $67,404.61 | 0.35% | 12/31/2001 |
GOLDMAN SACHS ASSET MGMT | 1,904,030 | $62,832.99 | 0.32% | 12/31/2001 |
* * * * *
HOLDINGS REPORT FOR BRANDES INVESTMENT PARTNERS |
Top Holdings | ||||
Company Name | Shares Held | Position Value (000) | % Shs. Out. | Portfolio Date |
Telefonos de Mexico, S.A. | 35,328,554 | $1,236,499.39 | 5.04% | 12/31/2001 |
Petroleo Brasileiro | 42,002,253 | $966,051.82 | 3.87% | 12/31/2001 |
Diageo plc | 17,135,665 | $788,240.59 | 2.01% | 12/31/2001 |
America Movil S.A. de C.V | 40,614,263 | $771,671 | 5.61% | 12/31/2001 |
Waste Management, Inc. | 23,839,008 | $762,848.26 | 3.79% | 12/31/2001 |
Xerox Corporation | 75,972,783 | $759,727.83 | 10.55% | 12/31/2001 |
Schering-Plough Corp. | 20,170,940 | $726,153.84 | 1.38% | 12/31/2001 |
Unilever PLC | 21,598,388 | $712,746.80 | 2.97% | 12/31/2001 |
Hitachi, Ltd. | 9,047,415 | $660,461.30 | 2.71% | 12/31/2001 |
Telefonica S.A. (ADR) | 15,654,774 | $626,190.96 | 1.01% | 12/31/2001 |
Raytheon Company | 19,187,882 | $614,012.22 | 4.82% | 12/31/2001 |
Archer-Daniels-Midland Company | 42,005,193 | $588,072.70 | 6.42% | 12/31/2001 |
Alcatel (ADR) | 33,791,904 | $574,462.37 | 2.72% | 12/31/2001 |
British American Tobacco | 33,554,185 | $570,421.15 | 3.08% | 12/31/2001 |
Goodyear Tire & Rubber | 23,098,955 | $554,374.92 | 14.15% | 12/31/2001 |
* * * * *
Institutional Ownership |
ConAgra Foods, Inc. (NYSE)
Sector: Consumer/Non-Cyclical Industry: Food Processing
Top Institutional Holders
Institution Name
Shares Held
Position Value (000)
% Shs. Out.
Portfolio Date STATE STREET GLOBAL
ADVISORS
36,694,950
$880,678.80
6.83%
3/31/2002 ALLIANCE CAPITAL MGMT
35,387,922
$849,310.13
6.59%
12/31/2001 CAPITAL RESEARCH & MGMT
CO
20,566,600
$493,598.40
3.83%
12/31/2001 BRANDES INVESTMENT
PARTNERS
19,710,020
$473,040.48
3.67%
12/31/2001 BARCLAYS GLOBAL
INVESTORS INTL
16,653,320
$399,679.68
3.10%
12/31/2001 BARROW HANLEY
MEWHINNEY & STRAUSS
13,734,400
$329,625.60
2.56%
12/31/2001 VANGUARD GROUP
9,112,219
$218,693.26
1.70%
3/31/2002 WELLINGTON MGMT
7,692,000
$184,608
1.43%
12/31/2001 COLONIAL MGMT
ASSOCIATES
5,371,400
$128,913.60
1%
12/31/2001 FRANKLIN PORTFOLIO
ASSOCIATES
5,322,991
$127,751.78
0.99%
3/31/2002 INVESCO INC
5,066,863
$121,604.71
0.94%
12/31/2001 SMITH BARNEY ASSET MGMT
4,779,215
$114,701.16
0.89%
12/31/2001 US BANCORP ASSET MGMT
4,191,104
$100,586.50
0.78%
3/31/2002 US TRUST CORP /NY
4,054,024
$97,296.58
0.75%
12/31/2001 DEUTSCHE BANKERS TRUST
(NEW YORK)
3,850,401
$92,409.62
0.72%
12/31/2001
* * * * *
Institutional Ownership |
Telefonos de Mexico, S.A. (NYSE)
Sector: Services Industry: Communications Services
Top Institutional Holders
Institution Name
Shares Held
Position Value (000)
% Shs. Out.
Portfolio Date CAPITAL GUARDIAN TRUST
45,424,933
$1,589,872.66
6.48%
12/31/2001 BRANDES INVESTMENT
PARTNERS
35,328,554
$1,236,499.39
5.04%
12/31/2001 CAPITAL RESEARCH & MGMT
CO
31,576,000
$1,105,160
4.51%
12/31/2001 JANUS CAPITAL MGMT
16,574,084
$580,092.94
2.37%
12/31/2001 JP MORGAN FLEMING ASSET
MGMT (US)
11,859,844
$415,094.54
1.69%
12/31/2001 TEMPLETON GLOBAL
ADVISORS
9,959,086
$398,363.44
1.42%
3/31/2002 DEUTSCHE ASSET MGMT
(NEW YORK)
9,965,964
$348,808.74
1.42%
12/31/2001 PUTNAM INVESTMENT MGMT
9,179,056
$321,266.96
1.31%
12/31/2001 SCHRODER WERTHEIM MGMT
8,964,825
$313,768.88
1.28%
12/31/2001 TEMPLETON INVESTMENT
COUNSEL
6,387,018
$255,480.72
0.91%
3/31/2002 MORGAN STANLEY
INVESTMENT MGMT
6,935,752
$242,751.32
0.99%
12/31/2001 ARTISAN PARTNERS
5,602,300
$196,080.50
0.80%
12/31/2001 FIDELITY MGMT & RESEARCH
CO
4,790,653
$167,672.86
0.68%
12/31/2001 ZURICH SCUDDER
INVESTMENTS
3,553,454
$142,138.16
0.51%
3/31/2002 FRANKLIN TEMPLETON
INVESTMENTS CORP
2,593,485
$103,739.40
0.37%
3/31/2002
* * * * *
Institutional Ownership |
Waste Management, Inc. (NYSE)
Sector: Services Industry: Waste Management Services
Top Institutional Holders | ||||
Institution Name | Shares Held | Position Value (000) | % Shs. Out. | Portfolio Date |
LEGG MASON FUND ADVISORS | 40,419,710 | $1,293,430.72 | 6.43% | 12/31/2001 |
SOUTHEASTERN ASSET MGMT | 29,204,725 | $934,551.20 | 4.65% | 12/31/2001 |
PUTNAM INVESTMENT MGMT | 26,665,916 | $853,309.31 | 4.24% | 12/31/2001 |
BRANDES INVESTMENT PARTNERS | 23,839,008 | $762,848.26 | 3.79% | 12/31/2001 |
BARROW HANLEY MEWHINNEY & STRAUSS | 22,299,753 | $713,592.10 | 3.55% | 12/31/2001 |
BARCLAYS GLOBAL INVESTORS INTL | 20,334,277 | $650,696.86 | 3.23% | 12/31/2001 |
JP MORGAN FLEMING ASSET MGMT (US) | 17,279,032 | $552,929.02 | 2.75% | 12/31/2001 |
WELLINGTON MGMT | 14,718,689 | $470,998.05 | 2.34% | 12/31/2001 |
STATE STREET GLOBAL ADVISORS | 17,530,421 | $455,790.95 | 2.79% | 3/31/2002 |
AIM CAPITAL MGMT | 13,616,989 | $435,743.65 | 2.17% | 12/31/2001 |
AMERICAN CENTURY INVESTMENTS | 12,995,568 | $415,858.18 | 2.07% | 12/31/2001 |
SMITH BARNEY ASSET MGMT | 11,154,094 | $356,931.01 | 1.77% | 12/31/2001 |
T ROWE PRICE ASSOCIATES | 10,345,305 | $331,049.76 | 1.65% | 12/31/2001 |
VANGUARD GROUP | 10,913,527 | $283,751.70 | 1.74% | 3/31/2002 |
LORD ABBETT & CO | 10,796,355 | $280,705.23 | 1.72% | 3/31/2002 |
* * * * *
Institutional Ownership |
Petroleo Brasileiro (NYSE)
Sector: Energy Industry: Oil & Gas – Integrated
Top Institutional Holders | ||||
Institution Name | Shares Held | Position Value (000) | % Shs. Out. | Portfolio Date |
BRANDES INVESTMENT PARTNERS | 42,002,253 | $966,051.82 | 3.87% | 12/31/2001 |
CAPITAL RESEARCH & MGMT CO | 30,340,000 | $697,820 | 2.79% | 12/31/2001 |
JANUS CAPITAL MGMT | 21,230,265 | $488,296.10 | 1.95% | 12/31/2001 |
WELLINGTON MGMT | 19,677,700 | $452,587.10 | 1.81% | 12/31/2001 |
PUTNAM INVESTMENT MGMT | 15,523,316 | $357,036.27 | 1.43% | 12/31/2001 |
CAPITAL GUARDIAN TRUST | 5,669,380 | $130,395.74 | 0.52% | 12/31/2001 |
ARTISAN PARTNERS | 4,910,800 | $112,948.40 | 0.45% | 12/31/2001 |
GE ASSET MGMT | 3,207,425 | $86,600.48 | 0.30% | 3/31/2002 |
INVESCO INC | 3,126,397 | $71,907.13 | 0.29% | 12/31/2001 |
MORGAN STANLEY INVESTMENT MGMT | 2,923,668 | $67,244.36 | 0.27% | 12/31/2001 |
FRANKLIN ADVISERS | 2,439,000 | $65,853 | 0.22% | 3/31/2002 |
AMERICAN EXPRESS FINANCIAL | 2,206,362 | $59,571.77 | 0.20% | 3/31/2002 |
DEUTSCHE ASSET MGMT (NEW YORK) | 2,203,440 | $50,679.12 | 0.20% | 12/31/2001 |
OECHSLE INTL ADVISORS | 1,756,244 | $40,393.61 | 0.16% | 12/31/2001 |
BOSTON PARTNERS ASSET MGMT | 1,347,475 | $30,991.93 | 0.12% | 12/31/2001 |
* * * * *
Institutional Ownership |
Xerox Corporation (NYSE)
Sector: Technology Industry: Office Equipment
Top Institutional Holders | ||||
Institution Name | Shares Held | Position Value (000) | % Shs. Out. | Portfolio Date |
BRANDES INVESTMENT PARTNERS | 75,972,783 | $759,727.83 | 10.55% | 12/31/2001 |
DODGE & COX | 69,486,923 | $694,869.23 | 9.65% | 12/31/2001 |
STATE STREET GLOBAL ADVISORS | 45,903,127 | $504,934.40 | 6.38% | 3/31/2002 |
LORD ABBETT & CO | 32,004,442 | $352,048.86 | 4.45% | 3/31/2002 |
PUTNAM INVESTMENT MGMT | 29,878,848 | $298,788.48 | 4.15% | 12/31/2001 |
HARRIS ASSOCIATES | 28,414,100 | $284,141 | 3.95% | 12/31/2001 |
BOSTON COMPANY | 21,657,322 | $238,230.54 | 3.01% | 3/31/2002 |
BARCLAYS GLOBAL INVESTORS INTL | 23,461,995 | $234,619.95 | 3.26% | 12/31/2001 |
CAPITAL RESEARCH & MGMT CO | 19,600,436 | $196,004.36 | 2.72% | 12/31/2001 |
VANGUARD GROUP | 12,110,446 | $133,214.91 | 1.68% | 3/31/2002 |
SMITH BARNEY ASSET MGMT | 9,669,919 | $96,699.19 | 1.34% | 12/31/2001 |
AMERICAN EXPRESS FINANCIAL | 8,355,966 | $91,915.63 | 1.16% | 3/31/2002 |
MERRILL LYNCH INVESTMENT MANAGERS/FUND ASSET MGMT | 7,893,306 | $78,933.06 | 1.10% | 12/31/2001 |
FIDELITY MGMT & RESEARCH CO | 7,390,047 | $73,900.47 | 1.03% | 12/31/2001 |
DREYFUS CORPORATION | 5,948,378 | $65,432.16 | 0.83% | 3/31/2002 |
* * * * *
HOLDINGS REPORT FOR MERRILL LYNCH INVESTMENT MANAGERS/FUND ASSET MGMT |
Top Holdings | ||||
Company Name | Shares Held | Position Value (000) | % Shs. Out. | Portfolio Date |
American Int’l Group, Inc | 19,002,966 | $1,501,234.31 | 0.73% | 12/31/2001 |
Citigroup Inc. | 27,838,543 | $1,391,927.15 | 0.54% | 12/31/2001 |
Int’l Business Machines | 10,491,318 | $1,269,449.48 | 0.61% | 12/31/2001 |
Exxon Mobil Corporation | 31,837,596 | $1,241,666.24 | 0.47% | 12/31/2001 |
General Electric Company | 30,466,984 | $1,218,679.36 | 0.31% | 12/31/2001 |
Microsoft Corporation | 16,245,737 | $1,072,218.64 | 0.30% | 12/31/2001 |
Johnson & Johnson | 17,260,174 | $1,018,350.27 | 0.57% | 12/31/2001 |
Merck & Co., Inc. | 16,484,796 | $972,602.96 | 0.73% | 12/31/2001 |
Wal-Mart Stores, Inc. | 14,944,706 | $866,792.95 | 0.34% | 12/31/2001 |
Pfizer Inc. | 21,626,611 | $865,064.44 | 0.35% | 12/31/2001 |
Verizon Communications | 17,977,610 | $844,947.67 | 0.66% | 12/31/2001 |
Wells Fargo & Company | 19,205,173 | $825,822.44 | 1.12% | 12/31/2001 |
Intel Corporation | 25,107,068 | $778,319.11 | 0.37% | 12/31/2001 |
AOL Time Warner Inc. | 24,161,871 | $773,179.87 | 0.54% | 12/31/2001 |
PepsiCo, Inc. | 14,783,154 | $724,374.55 | 0.84% | 12/31/2001 |
* * * * *
HOLDINGS REPORT FOR BARCLAYS GLOBAL INVESTORS INTL |
Top Holdings | ||||
Company Name | Shares Held | Position Value (000) | % Shs. Out. | Portfolio Date |
General Electric Company | 333,844,972 | $13,353,798.88 | 3.36% | 12/31/2001 |
Microsoft Corporation | 171,672,007 | $11,330,352.46 | 3.17% | 12/31/2001 |
Citigroup Inc. | 192,017,034 | $9,600,851.70 | 3.74% | 12/31/2001 |
Exxon Mobil Corporation | 244,840,083 | $9,548,763.24 | 3.60% | 12/31/2001 |
Pfizer Inc. | 220,836,909 | $8,833,476.36 | 3.52% | 12/31/2001 |
Wal-Mart Stores, Inc. | 131,805,869 | $7,644,740.40 | 2.96% | 12/31/2001 |
American Int’l Group, Inc | 89,894,418 | $7,101,659.02 | 3.44% | 12/31/2001 |
Intel Corporation | 227,453,552 | $7,051,060.11 | 3.39% | 12/31/2001 |
Int’l Business Machines | 55,457,876 | $6,710,403 | 3.23% | 12/31/2001 |
Johnson & Johnson | 106,700,990 | $6,295,358.41 | 3.50% | 12/31/2001 |
AOL Time Warner Inc. | 155,725,300 | $4,983,209.60 | 3.50% | 12/31/2001 |
Verizon Communications | 102,632,354 | $4,823,720.64 | 3.77% | 12/31/2001 |
Merck & Co., Inc. | 79,797,538 | $4,708,054.74 | 3.51% | 12/31/2001 |
SBC Communications Inc. | 117,556,194 | $4,584,691.57 | 3.51% | 12/31/2001 |
Cisco Systems, Inc. | 233,198,028 | $4,197,564.50 | 3.19% | 12/31/2001 |
* * * * *
Institutional Ownership |
American Int’l Group, Inc (NYSE)
Sector: Financial Industry: Insurance (Prop. & Casualty)
Top Institutional Holders | ||||
Institution Name | Shares Held | Position Value (000) | % Shs. Out. | Portfolio Date |
BARCLAYS GLOBAL INVESTORS INTL | 89,894,418 | $7,101,659.02 | 3.44% | 12/31/2001 |
FIDELITY MGMT & RESEARCH CO | 79,694,912 | $6,295,898.05 | 3.05% | 12/31/2001 |
ALLIANCE CAPITAL MGMT | 60,901,716 | $4,811,235.56 | 2.33% | 12/31/2001 |
STATE STREET GLOBAL ADVISORS | 58,826,040 | $4,235,474.88 | 2.25% | 3/31/2002 |
JP MORGAN FLEMING ASSET MGMT (US) | 51,858,616 | $4,096,830.66 | 1.98% | 12/31/2001 |
CAPITAL RESEARCH & MGMT CO | 45,742,464 | $3,613,654.66 | 1.75% | 12/31/2001 |
VANGUARD GROUP | 43,680,768 | $3,145,015.30 | 1.67% | 3/31/2002 |
SMITH BARNEY ASSET MGMT | 32,043,492 | $2,531,435.87 | 1.23% | 12/31/2001 |
TIAA CREF INVESTMENT MGMT INC | 25,314,932 | $1,999,879.63 | 0.97% | 12/31/2001 |
PUTNAM INVESTMENT MGMT | 23,395,780 | $1,848,266.62 | 0.89% | 12/31/2001 |
JANUS CAPITAL MGMT | 22,343,616 | $1,765,145.66 | 0.85% | 12/31/2001 |
WELLINGTON MGMT | 22,289,806 | $1,760,894.67 | 0.85% | 12/31/2001 |
NORTHERN TRUST CO | 22,069,304 | $1,743,475.02 | 0.84% | 12/31/2001 |
DEUTSCHE BANKERS TRUST (NEW YORK) | 21,850,686 | $1,726,204.19 | 0.84% | 12/31/2001 |
AIM CAPITAL MGMT | 19,789,312 | $1,563,355.65 | 0.76% | 12/31/2001 |
* * * * *
HOLDINGS REPORT FOR PUTNAM INVESTMENT MGMT |
Top Holdings | ||||
Company Name | Shares Held | Position Value (000) | % Shs. Out. | Portfolio Date |
Citigroup Inc. | 90,139,864 | $4,506,993.20 | 1.76% | 12/31/2001 |
Pfizer Inc. | 105,746,167 | $4,229,846.68 | 1.69% | 12/31/2001 |
Microsoft Corporation | 62,642,956 | $4,134,435.10 | 1.16% | 12/31/2001 |
General Electric Company | 94,087,120 | $3,763,484.80 | 0.95% | 12/31/2001 |
Tyco Int’l. Ltd. | 54,755,809 | $3,230,592.73 | 2.74% | 12/31/2001 |
Johnson & Johnson | 52,508,168 | $3,097,981.91 | 1.72% | 12/31/2001 |
Philip Morris Companies | 61,480,972 | $2,828,124.71 | 2.86% | 12/31/2001 |
Exxon Mobil Corporation | 69,193,674 | $2,698,553.29 | 1.02% | 12/31/2001 |
Int’l Business Machines | 21,392,040 | $2,588,436.84 | 1.25% | 12/31/2001 |
Intel Corporation | 80,163,976 | $2,485,083.26 | 1.20% | 12/31/2001 |
SBC Communications Inc. | 59,419,336 | $2,317,354.10 | 1.77% | 12/31/2001 |
Merck & Co., Inc. | 38,946,405 | $2,297,837.90 | 1.71% | 12/31/2001 |
Schering-Plough Corp. | 58,429,388 | $2,103,457.97 | 3.99% | 12/31/2001 |
Cisco Systems, Inc. | 110,512,384 | $1,989,222.91 | 1.51% | 12/31/2001 |
American Int’l Group, Inc | 23,395,780 | $1,848,266.62 | 0.89% | 12/31/2001 |
* * * * *
HOLDINGS REPORT FOR FIDELITY MGMT & RESEARCH CO |
Top Holdings | ||||
Company Name | Shares Held | Position Value (000) | % Shs. Out. | Portfolio Date |
Microsoft Corporation | 245,204,118 | $16,183,471.79 | 4.53% | 12/31/2001 |
General Electric Company | 279,367,456 | $11,174,698.24 | 2.81% | 12/31/2001 |
Pfizer Inc. | 258,194,902 | $10,327,796.08 | 4.12% | 12/31/2001 |
Citigroup Inc. | 195,835,504 | $9,791,775.20 | 3.82% | 12/31/2001 |
Fannie Mae | 102,331,177 | $8,186,494.16 | 10.23% | 12/31/2001 |
Exxon Mobil Corporation | 206,860,626 | $8,067,564.41 | 3.05% | 12/31/2001 |
Intel Corporation | 248,976,176 | $7,718,261.46 | 3.71% | 12/31/2001 |
Philip Morris Companies | 148,271,552 | $6,820,491.39 | 6.91% | 12/31/2001 |
American Int’l Group, Inc | 79,694,912 | $6,295,898.05 | 3.05% | 12/31/2001 |
Bristol-Myers Squibb Co. | 118,011,070 | $6,018,564.57 | 6.09% | 12/31/2001 |
Wal-Mart Stores, Inc. | 97,433,201 | $5,651,125.66 | 2.19% | 12/31/2001 |
Tyco Int’l. Ltd. | 92,625,224 | $5,464,888.22 | 4.64% | 12/31/2001 |
Int’l Business Machines | 44,718,603 | $5,410,950.96 | 2.60% | 12/31/2001 |
The Coca-Cola Company | 94,407,559 | $4,437,155.27 | 3.80% | 12/31/2001 |
Freddie Mac | 66,893,556 | $4,348,081.14 | 9.62% | 12/31/2001 |
* * * * *
Institutional Ownership |
Tyco Int’l. Ltd. (NYSE)
Top Institutional Holders | ||||
Institution Name | Shares Held | Position Value (000) | % Shs. Out. | Portfolio Date |
ALLIANCE CAPITAL MGMT | 113,192,054 | $6,678,331.19 | 5.67% | 12/31/2001 |
FIDELITY MGMT & RESEARCH CO | 92,625,224 | $5,464,888.22 | 4.64% | 12/31/2001 |
SMITH BARNEY ASSET MGMT | 65,474,367 | $3,862,987.65 | 3.28% | 12/31/2001 |
BARCLAYS GLOBAL INVESTORS INTL | 56,290,956 | $3,321,166.40 | 2.82% | 12/31/2001 |
PUTNAM INVESTMENT MGMT | 54,755,809 | $3,230,592.73 | 2.74% | 12/31/2001 |
JP MORGAN FLEMING ASSET MGMT (US) | 54,125,546 | $3,193,407.21 | 2.71% | 12/31/2001 |
JANUS CAPITAL MGMT | 51,271,808 | $3,025,036.67 | 2.57% | 12/31/2001 |
DAVIS SELECTED ADVISERS | 49,708,701 | $2,932,813.36 | 2.49% | 12/31/2001 |
MASSACHUSETTS FINANCIAL SERVICES | 38,531,050 | $2,273,331.95 | 1.93% | 12/31/2001 |
WELLINGTON MGMT | 31,708,338 | $1,870,791.94 | 1.59% | 12/31/2001 |
AMERICAN CENTURY INVESTMENTS | 29,627,167 | $1,748,002.85 | 1.48% | 12/31/2001 |
BANC OF AMERICA | 23,382,528 | $1,379,569.15 | 1.17% | 12/31/2001 |
AIM CAPITAL MGMT | 21,866,380 | $1,290,116.42 | 1.10% | 12/31/2001 |
STATE STREET GLOBAL ADVISORS | 35,999,105 | $1,151,971.36 | 1.80% | 3/31/2002 |
JENNISON ASSOCIATES | 18,049,753 | $1,064,935.43 | 0.90% | 12/31/2001 |
* * * * *
HOLDINGS REPORT FOR ALLIANCE CAPITAL MGMT |
Top Holdings | ||||
Company Name | Shares Held | Position Value (000) | % Shs. Out. | Portfolio Date |
Citigroup Inc. | 182,901,824 | $9,145,091.20 | 3.57% | 12/31/2001 |
General Electric Company | 199,535,312 | $7,981,412.48 | 2.01% | 12/31/2001 |
Pfizer Inc. | 184,207,281 | $7,368,291.24 | 2.94% | 12/31/2001 |
Tyco Int’l. Ltd. | 113,192,054 | $6,678,331.19 | 5.67% | 12/31/2001 |
Microsoft Corporation | 92,042,393 | $6,074,797.94 | 1.70% | 12/31/2001 |
Kohl’s Corporation | 78,860,101 | $5,520,207.07 | 23.46% | 12/31/2001 |
MBNA Corporation | 155,632,604 | $5,447,141.14 | 18.27% | 12/31/2001 |
American Int’l Group, Inc | 60,901,716 | $4,811,235.56 | 2.33% | 12/31/2001 |
AOL Time Warner Inc. | 130,013,597 | $4,160,435.10 | 2.92% | 12/31/2001 |
The Home Depot, Inc. | 78,280,145 | $3,992,287.40 | 3.33% | 12/31/2001 |
Bank of America Corp. | 58,332,215 | $3,674,929.55 | 3.79% | 12/31/2001 |
Johnson & Johnson | 60,326,280 | $3,559,250.52 | 1.98% | 12/31/2001 |
Nokia Corporation | 142,289,552 | $3,557,238.80 | 3% | 12/31/2001 |
Cardinal Health, Inc. | 54,112,689 | $3,517,324.79 | 12.04% | 12/31/2001 |
AT&T Wireless Services | 246,316,624 | $3,448,432.74 | 9.11% | 12/31/2001 |
* * * * *
Institutional Ownership |
Pharmacia Corporation (NYSE) |
Top Institutional Holders | ||||
Institution Name | Shares Held | Position Value (000) | % Shs. Out. | Portfolio Date |
WELLINGTON MGMT | 88,859,858 | $3,820,973.89 | 6.85% | 12/31/2001 |
CAPITAL RESEARCH & MGMT CO | 69,982,658 | $3,009,254.29 | 5.39% | 12/31/2001 |
BARCLAYS GLOBAL INVESTORS INTL | 45,921,296 | $1,974,615.73 | 3.54% | 12/31/2001 |
ALLIANCE CAPITAL MGMT | 34,424,219 | $1,480,241.42 | 2.65% | 12/31/2001 |
PRIMECAP MGMT CO | 31,146,004 | $1,339,278.17 | 2.40% | 12/31/2001 |
PUTNAM INVESTMENT MGMT | 30,374,760 | $1,306,114.68 | 2.34% | 12/31/2001 |
STATE STREET GLOBAL ADVISORS | 27,241,533 | $1,225,868.99 | 2.10% | 3/31/2002 |
FIDELITY MGMT & RESEARCH CO | 27,834,129 | $1,196,867.55 | 2.15% | 12/31/2001 |
VANGUARD GROUP | 23,391,035 | $1,052,596.58 | 1.80% | 3/31/2002 |
TIAA CREF INVESTMENT MGMT INC | 17,810,873 | $765,867.54 | 1.37% | 12/31/2001 |
JP MORGAN FLEMING ASSET MGMT (US) | 16,753,032 | $720,380.38 | 1.29% | 12/31/2001 |
SMITH BARNEY ASSET MGMT | 13,934,407 | $599,179.50 | 1.07% | 12/31/2001 |
JENNISON ASSOCIATES | 12,633,908 | $543,258.04 | 0.97% | 12/31/2001 |
DRESDNER RCM GLOBAL INVESTORS (SAN FRANCISCO) | 12,583,952 | $541,109.94 | 0.97% | 12/31/2001 |
MONTAG & CALDWELL | 11,388,577 | $512,485.97 | 0.88% | 3/31/2002 |
* * * * *
HOLDINGS REPORT FOR WELLINGTON MGMT |
Top Holdings | ||||
Company Name | Shares Held | Position Value (000) | % Shs. Out. | Portfolio Date |
Citigroup Inc. | 91,131,880 | $4,556,594 | 1.78% | 12/31/2001 |
Pharmacia Corporation | 88,859,858 | $3,820,973.89 | 6.85% | 12/31/2001 |
Exxon Mobil Corporation | 72,024,168 | $2,808,942.55 | 1.06% | 12/31/2001 |
Microsoft Corporation | 42,393,235 | $2,797,953.51 | 0.78% | 12/31/2001 |
Int’l Business Machines | 19,762,660 | $2,391,281.86 | 1.15% | 12/31/2001 |
Alcoa Inc. | 62,336,950 | $2,244,130.20 | 7.36% | 12/31/2001 |
Abbott Laboratories | 39,155,246 | $2,192,693.78 | 2.52% | 12/31/2001 |
General Electric Company | 46,857,032 | $1,874,281.28 | 0.47% | 12/31/2001 |
Tyco Int’l. Ltd. | 31,708,338 | $1,870,791.94 | 1.59% | 12/31/2001 |
AOL Time Warner Inc. | 57,796,690 | $1,849,494.08 | 1.30% | 12/31/2001 |
American Int’l Group, Inc | 22,289,806 | $1,760,894.67 | 0.85% | 12/31/2001 |
WorldCom Group | 119,573,615 | $1,674,030.61 | 4.04% | 12/31/2001 |
Verizon Communications | 33,650,997 | $1,581,596.86 | 1.24% | 12/31/2001 |
Pfizer Inc. | 38,365,377 | $1,534,615.08 | 0.61% | 12/31/2001 |
Marsh & McLennan Co’s | 14,128,399 | $1,511,738.69 | 5.15% | 12/31/2001 |
* * * * *
Institutional Ownership |
Citigroup Inc. (NYSE)
Top Institutional Holders
Institution Name
Shares Held
Position Value (000)
% Shs. Out.
Portfolio Date STATE STREET GLOBAL
ADVISORS
226,134,288
$11,306,714.40
4.41%
3/31/2002 FIDELITY MGMT &
RESEARCH CO
195,835,504
$9,791,775.20
3.82%
12/31/2001 BARCLAYS GLOBAL
INVESTORS INTL
192,017,034
$9,600,851.70
3.74%
12/31/2001 ALLIANCE CAPITAL
MGMT
182,901,824
$9,145,091.20
3.57%
12/31/2001 WELLINGTON MGMT
91,131,880
$4,556,594
1.78%
12/31/2001 PUTNAM INVESTMENT
MGMT
90,139,864
$4,506,993.20
1.76%
12/31/2001 VANGUARD GROUP
87,348,576
$4,367,428.80
1.70%
3/31/2002 JP MORGAN FLEMING
ASSET MGMT (US)
79,366,968
$3,968,348.40
1.55%
12/31/2001 JANUS CAPITAL MGMT
74,527,648
$3,726,382.40
1.45%
12/31/2001 TRAVELERS ASSET
MGMT
60,037,308
$3,001,865.40
1.17%
12/31/2001 TIAA CREF INVESTMENT
MGMT INC
48,253,728
$2,412,686.40
0.94%
12/31/2001 DEUTSCHE BANKERS
TRUST (NEW YORK)
40,906,632
$2,045,331.60
0.80%
12/31/2001 GOLDMAN SACHS ASSET
MGMT
39,984,028
$1,999,201.40
0.78%
12/31/2001 BANC OF AMERICA
38,159,872
$1,907,993.60
0.74%
12/31/2001 AMERICAN EXPRESS
FINANCIAL
37,895,188
$1,894,759.40
0.74%
3/31/2002
* * * * *
HOLDINGS REPORT FOR STATE STREET GLOBAL ADVISORS |
Top Holdings | ||||
Company Name | Shares Held | Position Value (000) | % Shs. Out. | Portfolio Date |
Citigroup Inc. | 226,134,288 | $11,306,714.40 | 4.41% | 3/31/2002 |
General Electric Company | 238,303,104 | $8,817,214.85 | 2.40% | 3/31/2002 |
Int’l Business Machines | 72,947,231 | $7,513,564.79 | 4.25% | 3/31/2002 |
Johnson & Johnson | 114,183,304 | $7,421,914.76 | 3.75% | 3/31/2002 |
Microsoft Corporation | 124,221,027 | $7,329,040.59 | 2.29% | 3/31/2002 |
Exxon Mobil Corporation | 160,421,667 | $7,058,553.35 | 2.36% | 3/31/2002 |
BellSouth Corporation | 171,548,234 | $6,347,284.66 | 9.13% | 3/31/2002 |
Morgan Stanley | 108,672,129 | $6,194,311.35 | 9.88% | 3/31/2002 |
Pfizer Inc. | 148,666,477 | $5,946,659.08 | 2.37% | 3/31/2002 |
Wal-Mart Stores, Inc. | 93,307,338 | $5,785,054.96 | 2.10% | 3/31/2002 |
Merrill Lynch & Co., Inc. | 100,994,333 | $5,554,688.32 | 11.84% | 3/31/2002 |
General Motors Corp. | 83,989,589 | $5,039,375.34 | 15.01% | 3/31/2002 |
Intel Corporation | 164,537,456 | $4,936,123.68 | 2.45% | 3/31/2002 |
Lockheed Martin Corp. | 82,706,219 | $4,796,960.70 | 18.65% | 3/31/2002 |
The Boeing Company | 90,289,325 | $4,243,598.28 | 11.30% | 3/31/2002 |
* * * * *
Institutional Ownership |
Liberty Media Corp. (NYSE)
Top Institutional Holders | ||||
Institution Name | Shares Held | Position Value (000) | % Shs. Out. | Portfolio Date |
ALLIANCE CAPITAL MGMT | 194,674,208 | $2,725,438.91 | 7.49% | 12/31/2001 |
JANUS CAPITAL MGMT | 90,747,704 | $1,270,467.86 | 3.49% | 12/31/2001 |
WELLINGTON MGMT | 80,883,808 | $1,132,373.31 | 3.11% | 12/31/2001 |
SMITH BARNEY ASSET MGMT | 64,976,848 | $909,675.87 | 2.50% | 12/31/2001 |
FIDELITY MGMT & RESEARCH CO | 53,538,776 | $749,542.86 | 2.06% | 12/31/2001 |
JENNISON ASSOCIATES | 52,700,288 | $737,804.03 | 2.03% | 12/31/2001 |
BARCLAYS GLOBAL INVESTORS INTL | 50,197,340 | $702,762.76 | 1.93% | 12/31/2001 |
CAPITAL GUARDIAN TRUST | 48,845,180 | $683,832.52 | 1.88% | 12/31/2001 |
JP MORGAN FLEMING ASSET MGMT (US) | 37,840,776 | $529,770.86 | 1.46% | 12/31/2001 |
PUTNAM INVESTMENT MGMT | 35,503,948 | $497,055.27 | 1.37% | 12/31/2001 |
GOLDMAN SACHS ASSET MGMT | 34,784,284 | $486,979.98 | 1.34% | 12/31/2001 |
WALLACE R WEITZ & CO | 33,402,480 | $467,634.72 | 1.29% | 12/31/2001 |
TIAA CREF INVESTMENT MGMT INC | 30,272,935 | $423,821.09 | 1.17% | 12/31/2001 |
NEUBERGER BERMAN | 34,510,852 | $414,130.22 | 1.33% | 3/31/2002 |
CAPITAL RESEARCH & MGMT CO | 27,915,000 | $390,810 | 1.07% | 12/31/2001 |
Etc., etc., etc., etc., etc.
A CONNECTICUT YANKEE IN KING KAMEHAMEHA’S COURT
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BIRDS THAT DRINK FROM CESSPOOLS
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